Tag Archives: Restatement Trusts

401(k) Litigation Trends to Watch in 2023

Posted on December 11, 2022 by jwatkins

I am often asked what I see as the current trends in 401(k) and what fiduciary risk management steps plan sponsors should consider in order to reduce any potential fiduciary risk exposure. With the end of the year approaching, now … Continue reading →

Posted in 401k, 401k compliance, 401k investments, 401k plan design, 401k risk management, Active Management Value Ratio, AMVR, compliance, cost consciousness, cost efficient, cost-efficiency, ERISA, ERISA litigation, fiduciary, fiduciary compliance, fiduciary duty, fiduciary law, fiduciary liability, fiduciary liability, Fiduciary prudence, fiduciary prudence, fiduciary responsibility, fiduciary risk management, fiduciary standard, investments, Mutual funds, pension plans, plan advisers, plan sponsors, prudence, retirement plans, risk management, SCOTUS, securities compliance, Supreme Court | Tagged , , , , , , , , , , , , , , , | Leave a comment

Game Changer-Why Hughes v. Northwestern University Matters

Posted on October 30, 2021 by jwatkins

People constantly ask me why I am so fixated on the Hughes v. Northwestern University case (Northwestern403b). Simply put, SCOTUS’ decision in this case will have a significant impact on 401(k)/403(b) plan sponsors and every other investment fiduciary. The plan … Continue reading →

Posted in 401k, 401k compliance, 401k investments, 403b, Active Management Value Ratio, ERISA, ERISA litigation, fiduciary compliance, fiduciary law, fiduciary liability, Fiduciary prudence, fiduciary responsibility, fiduciary standard, retirement plans, wealth management, wealth preservation | Tagged , , , , , , , | 1 Comment