Tag Archives: ERISA 404(a) compliance

Who’s Overseeing the DOL and EBSA? DOL FAB 2026-01’s Fatal Flaw Is Actually a Fiduciary Trap for Unwary Plan Sponsors

James W. Watkins, III, J.D., CFP EmeritusTM, AWMA®InvestSense, LLC APPELLATE CLOSING ARGUMENT OPPOSING FAB 2026-01 May it please the Court: At its core, this case presents a simple but critically consequential question: Can the Department of Labor lawfully encourage fiduciaries … Continue reading

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